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Special Crystal Orientations of Sapphire Substrates (A-plane, R-plane, M-plane): Properties and Appl

published on 2025-05-21

Sapphire substrates with specific crystal orientations (A-plane, R-plane, M-plane) exhibit distinct physical and chemical properties due to their anisotropic crystal structure, making them suitable for diverse applications. Below is a comparative analysis of their characteristics and applications:  

1. A-plane (11-20) Sapphire

Key Properties:  
     - Non-polar surface: Atomic bonding follows an alternating Al-O-Al-O configuration with higher bond energy, resulting in superior hardness and wear resistance compared to C-plane.  
     - High crystal quality: Lower dislocation density (<10⁴ cm⁻²) and exceptional optical transparency, particularly in the infrared spectrum (transmittance >80%).  
Applications:  
     - Optical windows: Ideal for military-grade infrared systems, laser transmission components, and high-temperature sensors due to high radiation resistance and transparency.  
     - Superconducting thin-film growth: Serves as a heteroepitaxial substrate for TlBaCaCuO superconducting materials, leveraging its uniform dielectric constant and high insulation.  
     - Machining challenges: High Al-O bond energy necessitates advanced polishing techniques (e.g., chemical mechanical polishing, CMP) for surface planarization.  

2. R-plane (1-102) Sapphire  

Key Properties:  
     - Non-polar surface: Superior lattice matching with silicon-based substrates, minimizing interfacial stress during heteroepitaxial growth.  
     - Low surface roughness: ~0.49 nm (AFM-measured) and low dislocation density (5.6×10³ cm⁻²), ensuring excellent optical homogeneity.  

Applications:  
     - Semiconductor devices: Preferred for microwave integrated circuits (MICs), high-resistance resistors, and GaAs-based devices.  
     - Surface acoustic wave (SAW) devices: Replaces conventional substrates (e.g., LiTaO₃) in smartphones and tablets to enhance SAW filter performance.  
     - Non-polar GaN epitaxy: Enables high-quality non-polar GaN thin-film growth after optimized chemical mechanical polishing (CMP).  

3. M-plane (1-100) Sapphire
   
Key Properties:  
     - Semi-polar surface: Features Al-O-Al-O bonding with moderate hardness but susceptibility to cracking during dicing.  
     - Reduced polarization effects: Supports non-polar/semi-polar epitaxy, mitigating built-in electric fields in LEDs to improve quantum efficiency.  

Applications:  
     - High-efficiency LEDs: Facilitates semi-polar GaN epitaxy for ultraviolet (UV) photodetectors and high-brightness LEDs.  
     - 2D material integration: Off-axis M-plane substrates optimize growth of transition metal dichalcogenides (e.g., MoS₂) for novel optoelectronic devices.  
     - Technical specifications: Available in 2-inch/4-inch diameters, thickness 430 μm, and polished roughness <0.3 nm (RMS), tailored for customized R&D needs.  

4. Orientation Selection and Processing Technologies

   - Crystal orientation optimization: Adjusting off-axis angles (e.g., 0.3°) enhances GaN thin-film smoothness and reduces threading dislocations.  
   - Advanced polishing: Nanoscale CMP and atomic layer etching achieve sub-nanometer roughness, critical for high-quality epitaxial growth.  
   - Cost-effective processing: Self-assembled chemical patterning replaces lithography for nano-structured substrates, reducing LED manufacturing costs while boosting light extraction efficiency.  

Conclusion

The atomic arrangement and bonding configurations of A-, R-, and M-plane sapphire substrates fundamentally determine their mechanical, optical, and electronic performance. A-plane excels in high-durability optical systems, R-plane is optimal for precision semiconductor devices, and M-plane drives advancements in polarization-free optoelectronics. Selection criteria should prioritize lattice matching, polarization mitigation, and compatibility with downstream processing (e.g., epitaxial growth or nanofabrication).

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